| Description |
1 online resource (xxiii, 447 pages) |
|
text file |
| Note |
Includes index. |
| Bibliography |
Includes bibliographical references and index. |
| Contents |
Financial Markets Operations Management; Contents; Preface; Acknowledgements; PART ONE; 1 Introduction to Operations; 1.1 Introduction; 1.2 Organisational Structure of an Investment Company; 1.2.1 Front Office; 1.2.2 Middle Office; 1.2.3 Back Office/Operations; 1.3 Operations Relationships; 1.3.1 Clients -- External; 1.3.2 Clients -- Internal; 1.3.3 Counterparties; 1.3.4 Suppliers; 1.3.5 The Authorities; 1.4 Other Business Functions; 1.5 Summary; 2 Financial Instruments; 2.1 Introduction; 2.2 Why Do We Issue Financial Instruments?; 2.3 Money Market Instruments; 2.3.1 Euro-Currency Deposits. |
|
2.3.2 Certificates of Deposit2.3.3 Commercial Paper; 2.3.4 Treasury Bills; 2.4 Debt Instruments; 2.4.1 A Bond Defined; 2.4.2 Bond Issuance; 2.4.3 Types and Features of Bonds; 2.4.4 Other Key Characteristics of Bonds; 2.4.5 Types of Bond; 2.4.6 Form of Bonds and Interest Payment; 2.4.7 Maturity and Redemption Provisions; 2.4.8 Calculations; 2.4.9 Accrued Interest; 2.4.10 First Short Coupon; 2.4.11 First Long Coupon; 2.5 Equity Instruments; 2.5.1 Equity Defined; 2.5.2 Classes of Equity; 2.5.3 Equity Issuance; 2.5.4 Pricing and Calculations; 2.5.5 Examples of Local Taxes; 2.5.6 Disclosure. |
|
2.5.7 Summary of Cash Market Instruments2.6 Derivative Instruments; 2.6.1 Introduction; 2.6.2 Definitions; 2.6.3 Derivative Usage; 2.7 Exchange-Traded Derivatives; 2.7.1 Introduction; 2.7.2 The Role of the Derivatives Exchanges; 2.7.3 Major Derivatives Exchanges; 2.7.4 Open Interest and Trading Volumes; 2.7.5 Futures; 2.7.6 Options; 2.7.7 Summary of Exchange-Traded Derivatives; 2.8 OTC Derivatives; 2.8.1 Introduction; 2.8.2 Forwards; 2.8.3 Swaps; 2.8.4 Summary of OTC Derivatives; 2.9 Summary; 2.9.1 Financial Products in General; 2.9.2 Cash Markets; 2.9.3 Derivatives Markets; 3 Data Management. |
|
3.1 Introduction3.2 Importance of Reference Data and Standardisation; 3.2.1 Introduction; 3.2.2 Basic Securities Transactions; 3.3 Types of Reference Data; 3.3.1 Required Reference Data; 3.3.2 Data Requirements -- Securities; 3.3.3 Data Requirements -- Counterparties and Customers; 3.3.4 Data Requirements -- Settlement Information; 3.3.5 Sources of Reference Data; 3.4 Data Management; 3.4.1 What is Data Management?; 3.4.2 Approaches to Data Management; 3.4.3 Data Processing; 3.5 Legal Entity Identification; 3.5.1 Background to Legal Entity Identification; 3.5.2 The "Legal Entity." |
|
3.5.3 The Global Legal Entity Identifier System (GLEIS)3.5.4 LEI Structure; 3.6 Summary; 4 Market Participation; 4.1 Introduction; 4.2 Market Players; 4.2.1 Retail Clients; 4.2.2 Institutional Clients; 4.2.3 Banks; 4.2.4 Sell-Side Intermediaries; 4.2.5 Market Regulators and Market Associations; 4.3 Market Structure; 4.3.1 Introduction; 4.3.2 Regulated Markets; 4.3.3 Alternative Trading Venues; 4.3.4 Over-the-Counter Market; 4.4 Summary; PART TWO; 5 Clearing Houses and CCPs; 5.1 Introduction; 5.2 Overview of Clearing and Settlement; 5.3 The Clearing House Model. |
| Summary |
A comprehensive text on financial market operations management Financial Market Operations Management offers anyone involved with administering, maintaining, and improving the IT systems within financial institutions a comprehensive text that covers all the essential information for managing operations. Written by Keith Dickinson-an expert on the topic-the book is comprehensive, practical, and covers the five essential areas of operations and management including participation and infrastructure, trade life cycle, asset servicing, technology, and the regulatory environment. This comprehensive. |
| Subject |
Investment advisors.
|
|
Financial services industry -- Management.
|
|
Finance.
|
|
Conseillers en placements. |
|
Services financiers -- Gestion. |
|
Finances. |
|
investment counsels. |
|
finance. |
|
Finance |
|
Financial services industry -- Management |
|
Investment advisors |
| Other Form: |
Print version: Dickinson, Keith. Financial market operations management. Chichester, West Sussex, United Kingdom : John Wiley and Sons, Inc., [2015] 9781118843918 (DLC) 2014039881 |
| ISBN |
9781118843901 (epub) |
|
1118843908 (epub) |
|
9781118843895 (pdf) |
|
1118843894 (pdf) |
|
9781119208365 |
|
111920836X |
|
1118843916 |
|
9781118843918 |
|
9781322881058 |
|
1322881057 |
|
(cloth) |
| Standard No. |
9781118843901 |
|
More Resources